Board of Supervisors

The Board of Supervisors, responsible for monitoring the ethical behavior of directors and executives as well as the effectiveness of supervisory procedures within the company, reports directly to the shareholder. Also in charge of the Department of Internal Audit, the Board of Supervisors selects outside auditors and monitors CIC's accounting and financial functions. The Chairman of the Board of Supervisors is a member of the Executive Committee and sits as an observer in meetings of the Board of Directors.

The Board of Supervisors is supported by the Supervisory Committee and the Audit Committee.

The Supervisory Committee supervises the professional and ethical behavior of members of the Board of Directors and senior executives. It corrects their behaviors and monitors the company's daily operations. And it guides and administers other Boards of Supervisors of Central Huijin's portfolio holdings.

The Audit Committee monitors and reviews the company's financial and accounting functions, including financial operations and financial statements. It audits outgoing executives and senior managements. And it is responsible for providing comments on business plans and strategies and guiding the Department of Internal Audit.

Members

Guo Haoda

Chairman of the Board of Supervisors

Mr. Guo Haoda is Chairman of the Board of Supervisors of CIC. Previously, he served as Executive Director and Executive Vice President of Agricultural Bank of China Ltd. (ABC). He held several positions during his career at ABC, including Executive Vice President of ABC and Head of Beijing Branch, Head of Jiangsu Branch, Head of Shenzhen Branch and Head of Suzhou Branch in Jiangsu Province.

Mr. Guo was born in 1957 and holds a bachelor's degree and was accorded Senior Economist by the Ministry of Human Resources and Social Security. He is an awardee of the State Council Expert Special Allowance.

Zhang Tong

Supervisor

Mr. Zhang Tong, Supervisor of CIC, is a member of the CPC Leadership Group at the National Audit Office and Director of the Central Economic Responsibility Auditing Joint Conference's Office. Prior to this, he Vice-Governor of Hubei Province and held several positions at the Ministry of Finance, including Assistant Minister, Director of the General Office, Director General of the Treasury Department, Deputy Director General of the Treasury Department, and Deputy Director General of the Department of Local Affairs.

Mr. Zhang was born in 1956, holds a Ph.D. in economics from Xiamen University.

Wang Zhaoxing

Supervisor

Mr. Wang Zhaoxing, Supervisor of CIC, is Vice Chairman of the China Banking Regulatory Commission (CBRC). Previously, he served as Assistant Chairman and Director General of Banking Supervision Department III of CBRC, as well as Head of China Banking Supervision Group (Director-General-level) and Deputy Director General of Bank Supervision Department I of the People's Bank of China.

Mr. Wang, born in 1959, holds a Ph.D. in economic from Shaanxi University of Finance and Economics.

Jiang Yang

Supervisor

Mr. Jiang Yang, Supervisor of CIC, is Vice-Chairman of the China Security Regulatory Commission (CSRC). Previously, he served as Assistant Chairman of CSRC; President of the Shanghai Futures Exchange; Director of Intermediary Supervision Department of CSRC; Deputy Director General of the Non-banking Financial Institutions Regulation Department and Deputy Director of the General Office at the People's Bank of China.

Mr. Jiang, born in 1956, holds a Ph.D. in economics.

Cui Guangqing

Employee Supervisor

Mr. Cui Guangqing, an Employee Supervisor, is Deputy Head of the Discipline Inspecting Commission and Head of the Supervisory Board Office/Internal Audit Department of CIC. Before joining CIC, he served at the National Audit Office, where he held various positions including Director General of the Information and Postal Audit Office and Deputy Director General of the Department of Monetary Audit.

Mr. Cui was born in 1964 and holds a Ph.D. in economics from Xi'an Jiaotong University.

Former Supervisors:

Hu Huaibang: Chairman of Board of Supervisors (September 2007 to September 2008).

Jin Liqun: Chairman of Board of Supervisors (September 2008 to May 2013).

Li Xiaopeng: Chairman of Board of Supervisors (May 2013 to July 2014).

Ling Huan: Supervisor (September 2007 to June 2011).

Wang Huaqing: Supervisor (September 2007 to June 2011).

Fan Fuchun: Supervisor (September 2007 to June 2011).

Dong Dasheng: Supervisor (May 2011 to July 2016).

Zhou Mubing: Supervisor (May 2011 to July 2016).

Zhuang Xinyi: Supervisor (May 2011 to July 2016).