中国投资有限责任公司

Governance

Pursuant to the Company Law of China, CIC’s Articles of Association, and other relevant regulations, the Board of Supervisors is responsible for monitoring the business practices and professional ethics of the company’s directors and executives. It is also responsible for conducting internal audits and monitoring the company’s finances, with the objective of ensuring high quality financial management and reporting. Both the Supervisory Committee and the Audit Committee report to the Board of Supervisors.


The Board of Supervisors is supported by the Supervisory Committee and the Audit Committee.


The Supervisory Committee supervises the professional and ethical behavior of members of the Board of Directors and senior executives. It corrects their behaviors and monitors the company's daily operations. And it guides and administers other Boards of Supervisors of Central Huijin's portfolio holdings.


The Audit Committee monitors and reviews the company's financial and accounting functions, including financial operations and financial statements. It audits outgoing executives and senior managements. And it is responsible for providing comments on business plans and strategies and guiding the Department of Internal Audit.

Members

QIN Boyong

Supervisor

Ms. QIN Boyong, Supervisor of CIC, is Vice-Chairperson of the 14 CPPCC National Committee and Executive Vice-Chairperson of the CNDCA Central Committee. Immediately prior to this, she was Deputy Auditor General of the National Audit Office of China. Previously, she served as Deputy Governor of Hebei Province, and Director General of the Legislative Affairs Office and Deputy Director General of the Department of Supervision of Hebei Province. Ms. QIN Boyong has served as Supervisor of CIC since she was Deputy Auditor General of the National Audit Office of China.

Ms. QIN, born in 1964, holds a master's degree in law from Peking University.

Ms. QIN Boyong, Supervisor of CIC, is Vice-Chairperson of the 14 CPPCC National Committee and Executive Vice-Chairperson of the CNDCA Central Committee. Immediately prior to this, she was Deputy Auditor General of the National Audit Office of China. Previously, she served as Deputy Governor of Hebei Province, and Director General of the Legislative Affairs Office and Deputy Director General of the Department of Supervision of Hebei Province. Ms. QIN Boyong has served as Supervisor of CIC since she was Deputy Auditor General of the National Audit Office of China.

Ms. QIN, born in 1964, holds a master's degree in law from Peking University.

XIAO Yuanqi

Supervisor

Mr. XIAO Yuanqi, Supervisor of CIC, is Deputy Administrator of the National Administration of Financial Regulation. Previously, he held several positions at the China Banking and Insurance Regulatory Commission (CBIRC), including Vice Chairman, Chief Risk Officer and Spokesperson, and Head of the General Office. Prior to that, he held several positions at the China Banking Regulatory Commission (CBRC), including as Director General of the Prudential Regulation Bureau, Director General of Banking Supervision Department I, Director General of Banking Supervision Department II, and Head of CBRC's Chongqing Office.

Mr. XIAO, born in 1966, is a Research Fellow and holds an MBA degree from Cranfield University in the UK as well as a master's degree in economics from the Post-graduate School of the People's Bank of China.

Mr. XIAO Yuanqi, Supervisor of CIC, is Deputy Administrator of the National Administration of Financial Regulation. Previously, he held several positions at the China Banking and Insurance Regulatory Commission (CBIRC), including Vice Chairman, Chief Risk Officer and Spokesperson, and Head of the General Office. Prior to that, he held several positions at the China Banking Regulatory Commission (CBRC), including as Director General of the Prudential Regulation Bureau, Director General of Banking Supervision Department I, Director General of Banking Supervision Department II, and Head of CBRC's Chongqing Office.

Mr. XIAO, born in 1966, is a Research Fellow and holds an MBA degree from Cranfield University in the UK as well as a master's degree in economics from the Post-graduate School of the People's Bank of China.

YAN Qingmin

Supervisor

Mr. YAN Qingmin is Supervisor of CIC. Previously, he served as Vice Chairman of the China Securities Regulatory Commission, Vice Mayor of Tianjin Municipality, and Assistant Chairman and then Vice Chairman of the China Banking Regulatory Commission (CBRC) while concurrently serving as the Director General of the General Office and Director General of CBRC's Beijing Bureau. Previously, he held other positions at CBRC including Director General of the Shanghai Bureau, Director General of the Human Resources Department, Director General and Deputy Director General of Bank Supervision Department I (Director General level), and positions at the People's Bank of China including as Head of the Supervision Team of the Agricultural Bank of China (Director General level) and Deputy Director of Banking Supervision Department I. He has served as Supervisor of CIC since he was Vice Chairman of the China Securities Regulatory Commission.

Mr. YAN, born in 1961, holds a Ph.D. in economics from Renmin University of China and a Ph.D. in management from Chongqing University.

Mr. YAN Qingmin is Supervisor of CIC. Previously, he served as Vice Chairman of the China Securities Regulatory Commission, Vice Mayor of Tianjin Municipality, and Assistant Chairman and then Vice Chairman of the China Banking Regulatory Commission (CBRC) while concurrently serving as the Director General of the General Office and Director General of CBRC's Beijing Bureau. Previously, he held other positions at CBRC including Director General of the Shanghai Bureau, Director General of the Human Resources Department, Director General and Deputy Director General of Bank Supervision Department I (Director General level), and positions at the People's Bank of China including as Head of the Supervision Team of the Agricultural Bank of China (Director General level) and Deputy Director of Banking Supervision Department I. He has served as Supervisor of CIC since he was Vice Chairman of the China Securities Regulatory Commission.

Mr. YAN, born in 1961, holds a Ph.D. in economics from Renmin University of China and a Ph.D. in management from Chongqing University.

CUI Guangqing

Employee Supervisor

Mr. CUI Guangqing is Employee Supervisor of CIC. Previously he served as Head of the Supervisory Board Office/Internal Audit Department and then Head of the Investment Operations Department of CIC. Before joining CIC, he served at the National Audit Office, where he held various positions including as Director General of the Information and Postal Audit Office and Deputy Director General of the Department of Monetary Audit. He has served as Employee Supervisor of CIC since he was Head of the Supervisory Board Office/Internal Audit Department.

Mr. CUI, born in 1964, holds a Ph.D. in economics from Xi'an Jiaotong University and a professional qualification as Senior Auditor.

Mr. CUI Guangqing is Employee Supervisor of CIC. Previously he served as Head of the Supervisory Board Office/Internal Audit Department and then Head of the Investment Operations Department of CIC. Before joining CIC, he served at the National Audit Office, where he held various positions including as Director General of the Information and Postal Audit Office and Deputy Director General of the Department of Monetary Audit. He has served as Employee Supervisor of CIC since he was Head of the Supervisory Board Office/Internal Audit Department.

Mr. CUI, born in 1964, holds a Ph.D. in economics from Xi'an Jiaotong University and a professional qualification as Senior Auditor.